Securities Instruments

Securities Instruments

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CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions

PDF • 529,04 Ko

CSA Notice and Request for Comment - Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids, and Proposed Consequential Amendments

PDF • 316,19 Ko

Multilateral CSA Notice 45-315 Proposed Prospectus Exemption for Certain Distributions through an Investment Dealer

PDF • 173,48 Ko

Multilateral CSA Notice 45-312 - Proposed Prospectus Exemption for Distributions to Existing Security Holders

PDF • 164,92 Ko

Multilateral CSA Notice of Publication and Request for Comment - Proposed Multilateral Instrument 45-108 Crowdfunding, and Proposed Blanket Order 45-506

PDF • 1,1 Mo

Multilateral CSA Notice and Request for Comment - Proposed Multilateral Instrument 45-107 Listing Representation and Statutory Rights of Action Disclosure Exemptions

PDF • 167,11 Ko

Amendments to NI 45-106

PDF • 116,91 Ko

National Instrument (Consolidated up to 31 May 2013 - Amendments required to the French version only)

PDF • 127,53 Ko

Amendment Instrument to NI 45-106 (Amendments required to the French version only)

PDF • 566,73 Ko

CSA Staff Notice 31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations

PDF • 133,57 Ko

Multilateral CSA Notice of Publication and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Offering Memorandum Exemption and Reports of Exempt Distribution

PDF • 605,15 Ko

CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments

PDF • 1,05 Mo

Blanket Order 45-507 Exemptions from Certain Financial Statement Requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers

PDF • 36,69 Ko

Avis 31-341 du personnel des ACVM - Décisions générales dispensant des personnes inscrites de certaines dispositions de la deuxième phase du MRCC du Règlement 31-103 sur les obligations et dispenses d’inscription et les obligations continues des personnes

PDF • 197,27 Ko

31-517 - Ordonnance générale TNO - Dans l’affaire dispensant de certaines dispositions de la deuxième phase du MRCC prescrite par la Norme canadienne 31-103 sur les obligations et dispenses d’inscription et les obligations continues des personnes inscrite

PDF • 43,79 Ko

National Instrument (Consolidated up to 5 May 2015)

PDF • 885,54 Ko

Companion Policy (Consolidated up to 5 May 2015)

PDF • 340,14 Ko

Changes to 45-106CP

PDF • 163,11 Ko

Amendment Instrument to NI 45-106

PDF • 151,17 Ko

Amendment Instrument to NI 45-106

PDF • 186,32 Ko