Securities Instruments

Securities Instruments

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CSA Staff Notice 33-317 - Next Steps in the CSA’s Work to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients

PDF • 55,12 Ko

Avis multilatéral du personnel des ACVM 54-304 - rapport final sur l’examen de l’infrastructure du vote par procuration et consultation sur le projet de protocoles concernant le rapprochement des votes établis en vue d’une assemblée (Expiré 2016-07-15)

PDF • 259,84 Ko

CSA Notice of Publication - MI 11-102 Passport System, and MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions

PDF • 1,16 Mo

CSA Notice of Publication - MI 11-102 Passport System, and MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions

PDF • 1,16 Mo

CSA Notice of Publication - MI 11-102 Passport System, and MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions

PDF • 1,16 Mo

Avis de publication des ACVM Norme multilatérale 11-102 sur le régime de passeport Norme multilatérale 11-103 sur les interdictions d’opérations pour manquement aux obligations de dépôt dans plusieurs territoires

PDF • 1,16 Mo

CSA Notice of Publication - MI11-102 Passport System, and MI11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions

PDF • 1,16 Mo

Companion Policy (Consolidated up to 25 February 2016)

PDF • 371,48 Ko

CSA Notice of Changes to Companion Policy 43-101CP - Standards of Disclosure for Mineral Projects

PDF • 52,42 Ko

CSA Notice of Amendments to Take-Over Bid Regime - Amendments to MI62-104 Take-Over Bids and Issuer Bids; and Changes to NP62-203 Take-Over Bids and Issuer Bids; and Consequential Amendments

PDF • 335 Ko

CSA Notice of Amendments - MI62-104 Take-Over Bids and Issuer Bids; NI62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues; and Changes to NP62-203 Take-Over Bids and Issuer Bids

PDF • 414,64 Ko

CSA Notice of Amendments - MI62-104 Take-Over Bids and Issuer Bids; NI62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues; and Changes to NP62-203 Take-Over Bids and Issuer Bids

PDF • 414,64 Ko

CSA Notice of Amendments - MI62-104 Take-Over Bids and Issuer Bids; NI62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues; and Changes to NP62-203 Take-Over Bids and Issuer Bids

PDF • 414,64 Ko

mar 13 2014 Multilat.CSA Ntc.45-313 Prospectus Exempt.for Dist.to Existing Sec.Holders.fr.pdf

PDF • 95,39 Ko

Instruction complémentaire

PDF • 582,68 Ko

Norme canadienne

PDF • 355,11 Ko

11-801-2015-12-08.fr.pdf

PDF • 513,04 Ko

11-801-2016-02-17.fr.pdf

PDF • 514,04 Ko

24-802 - Règle de mise en oeuvre TNO - Adoption de la Norme canadienne 24-102 - Obligations relatives aux agences de compensation et de dépôt

PDF • 46,55 Ko

CSA Staff Notice 45-314 - Updated List of Current CSA Exempt Market Initiatives

PDF • 91,45 Ko