Securities Instruments

Securities Instruments

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13-802.2016-05-24.fr.pdf

PDF • 361,79 Ko

CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients

PDF • 633,63 Ko

CSA Staff Notice 11-326 - Cyber Security

PDF • 68,6 Ko

CSA Staff Notice 21-317 - Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market

PDF • 95,67 Ko

CSA Multilateral Staff Notice 13-323 - Frequently Asked Questions About Making Exempt Market Offering and Disclosure Filings on SEDAR

PDF • 106 Ko

CSA Staff Notice - Conflicts of Interest in Distributing Securities of Related or Connected Issuers

PDF • 78,15 Ko

CSA Staff Notice - Cost Disclosure, Performance Reporting and Client Statements – Frequently Asked Questions and Additional Guidance

PDF • 148,86 Ko

CSA Notice of Amendments to NI 45-106 - Prospectus Exemptions relating to Reports of Exempt Distribution

PDF • 889,92 Ko

CSA Staff Notice - OBSI Joint Regulators Committee Annual Report for 2015

PDF • 38,82 Ko

CSA Notice of Approval - Amendments to NI 23-101 and 23-101CP - Trading Rules

PDF • 349,18 Ko

Avis 45-308 du personnel des ACVM (révisé) - Indications relatives à l’établissement et au dépôt d’une déclaration de placement avec dispense en vertu de la NC 45-106 - sur les dispenses de prospectus

PDF • 124,3 Ko

CSA Staff Notice 33-317 - Next Steps in the CSA’s Work to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients

PDF • 55,12 Ko

Avis multilatéral du personnel des ACVM 54-304 - rapport final sur l’examen de l’infrastructure du vote par procuration et consultation sur le projet de protocoles concernant le rapprochement des votes établis en vue d’une assemblée (Expiré 2016-07-15)

PDF • 259,84 Ko

CSA Notice of Publication - MI 11-102 Passport System, and MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions

PDF • 1,16 Mo

CSA Notice of Publication - MI 11-102 Passport System, and MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions

PDF • 1,16 Mo

CSA Notice of Publication - MI 11-102 Passport System, and MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions

PDF • 1,16 Mo

Avis de publication des ACVM Norme multilatérale 11-102 sur le régime de passeport Norme multilatérale 11-103 sur les interdictions d’opérations pour manquement aux obligations de dépôt dans plusieurs territoires

PDF • 1,16 Mo

CSA Notice of Publication - MI11-102 Passport System, and MI11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions

PDF • 1,16 Mo

Companion Policy (Consolidated up to 25 February 2016)

PDF • 371,48 Ko

CSA Notice of Changes to Companion Policy 43-101CP - Standards of Disclosure for Mineral Projects

PDF • 52,42 Ko